Public Filings

WMBAA Comment Letter on Large Trade Reporting

April 11, 2013

filed under: News, Press Releases, Public Filings

WMBAA Letter to SEC Regarding Third-Party Service Providers

July 31, 2012

filed under: News, Public Filings

Letter to Mr. George Pullen, Economist, CFTC, Regarding Request for Market Information

August 9, 2011

filed under: Public Filings

Letter to Mr. Richard Shilts Regarding Core Principles and Other Requirements for Swap Execution Facilities

July 18, 2011

filed under: Public Filings

Letter to Commissioner Michael Dunn Related to Chronology of SEF Definition

June 21, 2011

filed under: Public Filings

Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act

June 3, 2011

filed under: Public Filings

Letter to Mr. Robert Cook Regarding Risk Management Controls for Brokers or Dealers with Market Access

May 31, 2011

filed under: Public Filings

Registration and Regulation of Security-Based Swap Execution Facilities

April 4, 2011

filed under: Public Filings

Risk Management Requirements for Derivatives Clearing Organizations

March 22, 2011

filed under: Public Filings

Core Principles and Other Requirements for Swap Execution Facilities (Chief Compliance Officer Provisions)

March 8, 2011

filed under: Public Filings